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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-06-15 |
| TX | RA | APPROVED | 1986-12-24 |
Branch Locations
1314 E Sonterra Blvd Bldg 4 Ste 401, San Antonio, TX 78258 • United States
Evergreen, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Antonio | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | San Antonio | TX | 03/2020 | Present |
Real Estate Ownership; Commercial; 1314 E. Sonterra Blvd,Building 4, Suite 401San Antonio, TX 78258, ,; ; . Business Ownership; BONT Management LLC; ; managed real estate; 1314 E. Sonterra Blvd, Bldg 4, Ste 401 San Antonio, TX 78258, ,; Not Investment-Related; 08/01/2007; 1 to 9 hours per month; 1 to 9 during trading hours / Two Dog Value, LLC; managing member (according to my attorney); This is an LLC held to manage my personal investments and provide a level of protection for my non qualified assets.; 6380 Canyon Creek Rd, , Evergreen, CO, 80439; Investment-Related; 09/22/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; The Reserve at Cub Creek Ranch HOA; Board member; 6242 Little Cub Creek Rd, , Evergreen, CO, 80439; Not Investment-Related; 03/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; XZ8979, LLC; Associate Financial Advisor.; Manage advisory business; 1314 E. Sonterra Blvd, , San Antonio, TX, 78258; Investment-Related; 11/01/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-09-02 |
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