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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-06-15
TX RA APPROVED 1986-12-24
  • CO RA
    APPROVED
    Since 2021-06-15
  • TX RA
    APPROVED
    Since 1986-12-24

Branch Locations

1314 E Sonterra Blvd Bldg 4 Ste 401, San Antonio, TX 78258 • United States

Evergreen, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Antonio TX 09/2005 03/2020
Ameriprise Financial Services, Llc San Antonio TX 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1314 E. Sonterra Blvd,Building 4, Suite 401San Antonio, TX 78258, ,; ; . Business Ownership; BONT Management LLC; ; managed real estate; 1314 E. Sonterra Blvd, Bldg 4, Ste 401 San Antonio, TX 78258, ,; Not Investment-Related; 08/01/2007; 1 to 9 hours per month; 1 to 9 during trading hours / Two Dog Value, LLC; managing member (according to my attorney); This is an LLC held to manage my personal investments and provide a level of protection for my non qualified assets.; 6380 Canyon Creek Rd, , Evergreen, CO, 80439; Investment-Related; 09/22/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; The Reserve at Cub Creek Ranch HOA; Board member; 6242 Little Cub Creek Rd, , Evergreen, CO, 80439; Not Investment-Related; 03/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; XZ8979, LLC; Associate Financial Advisor.; Manage advisory business; 1314 E. Sonterra Blvd, , San Antonio, TX, 78258; Investment-Related; 11/01/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-09-02
  • S63 Uniform Securities Agent State Law Examination
    1982-09-02
Designations
Other Names
  • Guy M Acerra

View on SEC IAPD

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