George Lee Montgomery

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 09/2018
  Investment Professionals Inc
  San Antonio, TX
• 06/2018 → 06/2022
  Ameriprise Financial Services, Inc
  Tyler, TX
• 06/2022 → Present
  Lpl Financial Llc
  Tyler, TX

Previous Registrations

• 2018-06-22 → 2022-06-24
  Ameriprise Financial Services, Llc
  Tyler, TX
  Winona, TX
  Winnsboro, TX
• 2014-10-08 → 2018-09-24
  Investment Professionals, Inc.
  San Antonio, TX
  Tyler, TX
  San Antonio, TX
• 2013-07-19 → 2014-10-03
  Allstate Financial Advisors, Llc
  Tyler, TX
• 2011-06-13 → 2013-07-02
  Investment Centers Of America, Inc.
  Athens, TX
  Malakoff, TX
  Bismarck, ND
  Athens, TX
  Gun Barrel City, TX
  Mabank, TX
• 2006-06-12 → 2011-07-07
  Uvest Financial Services Group, Inc.
  Malakoff, TX
  Athens, TX
  Mabank, TX
  Athens, TX
  Gun Barrel City, TX
  Athens, TX
  Gun Barrel City, TX
  Gun Barrell City, TX
  Mabank, TX
  Gun Barrel City, TX
• 2003-01-02 → 2006-06-13
  Investment Professionals, Inc.
  Athens, TX
  Mabank, TX
  Athens, TX
  San Antonio, TX
  Mabank, TX

Other Businesses

1)06/12/2022 - Simmons Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2022

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-15
• S63 Uniform Securities Agent State Law Examination
  1994-05-20

Other Names

• Lee Montgomery