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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-09
  • FL RA
    APPROVED
    Since 2025-10-09

Branch Locations

5335 Gate Pkwy 5Th Floor, Jacksonville, FL 32256 • United States

234 1St Street, San Francisco, CA 94105 • United States

Tallahassee, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Tallahassee FL 02/2016 02/2017
Scottrade, Inc. Tallahassee FL 02/2017 02/2018
Td Ameritrade, Inc. Tallahassee FL 02/2018 06/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 06/2019
Sofi Securities Llc San Fransisco CA 03/2021 Present
Sofi Wealth Llc San Fransisco FL 03/2021 Present
Unemployed Tallahassee FL 06/2019 08/2020
Hendrick Automotive Group Tallahassee FL 08/2020 03/2021
  • 02/2016 → 02/2017
    Unemployed
    Tallahassee, FL
  • 02/2017 → 02/2018
    Scottrade, Inc.
    Tallahassee, FL
  • 02/2018 → 06/2019
    Td Ameritrade, Inc.
    Tallahassee, FL
  • 02/2018 → 06/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 03/2021 → Present
    Sofi Securities Llc
    San Fransisco, CA
  • 03/2021 → Present
    San Fransisco, FL
  • 06/2019 → 08/2020
    Unemployed
    Tallahassee, FL
  • 08/2020 → 03/2021
    Hendrick Automotive Group
    Tallahassee, FL
Previous Registrations
  • 2018-02-28 → 2019-07-19
    Td Ameritrade, Inc.
    Tallahassee, FL
  • 2018-02-26 → 2019-07-19
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Tallahassee, FL
  • 2017-03-28 → 2018-02-26
    Scottrade Investment Management
    Tallahassee, FL
  • 2015-07-15 → 2016-01-06
    Invest Financial Corporation
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-11
S63 Uniform Securities Agent State Law Examination 1984-10-23
  • S65 Uniform Investment Adviser Law Examination
    2025-09-11
  • S63 Uniform Securities Agent State Law Examination
    1984-10-23
Other Names
  • Michael John Alexandre

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