Charles Gregory Stewart

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1974 → Present
  National Life Of Vt.
  St Louis, MO
• 10/1992 → Present
  Paul Rotermund Agency
  St Louis, MO
• 09/2013 → 08/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 08/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2023-06-29 → 2024-08-12
  Cetera Investment Advisers Llc
  St Louis, MO
  Bradenton, FL
• 2013-09-03 → 2023-06-29
  Cetera Wealth Services, Llc
  St Louis, MO
  Bradenton, FL
  Wentzville, MO
• 2006-04-12 → 2013-09-03
  Walnut Street Securities, Inc.
  St Peters, MO
  St Louis, MO
  St. Peters, MO

Other Businesses

1) SUMMIT FINANCIAL, 1003 TRAILWYND DR WENTZVILLE MO, 08/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 5 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 08/09/2024 3) CHARLES G STEWART, 390 So. Woods Mill Rd, S-100, Chesterfield MO 63017, United States, 01/2025, Investment Advisor Representative, Retail Sales/Distribution, NIR, 10 HR/MO - 5 HR/MO TRADING 4) THE AMERICA GROUP, 390 So Woods Mill Rd, Chesterfield MO 63017, 01/1974, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-07-23

Designations

• Chartered Financial Consultant

Other Names

• Greg Stewart