Duggan Wright Neville

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Laguna Hills, CA
• 12/1988 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Rockville, MD
  Laguna Hills, CA
• 1997-07-08 → 2021-04-01
  Grove Point Investments, Llc
  Laguna Beach, CA
  Laguna Beach, CA
  Laguna Hills, CA
  Newport Beach, CA

Other Businesses

1- 06/06/2025 - Belarde Charitable Trust II - Act in a Fiduciary Capacity - Investment Related - At Reported Business Location(s) - Start Date 01/01/1995 - 1 hour per month/ during trading 2-06/06/2025 - Belarde Charitable Trust - Act in a Fiduciary Capacity - Investment Related - At Reported Business Location(s) - Start Date 01/01/1995 - 2 hours per month/ during trading 3- 09/05/2025 - Laguna Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/12/2009 - 60 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1993-10-13