Richard Frederick Yost

Employer firm

On Investment Management Co CRD 105662

$3.15B regulatory AUM 308 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1988 → Present
  National Life Ins. Co.
  Portland, OR
• 07/1988 → Present
  Equity Services, Inc.
  Portland, OR
• 02/2002 → Present
  Ohio National Financial Services
  Cincinnati, OH
• 12/2005 → Present
  The O.N. Equity Sales Company
  Cincinnati, OH
• 09/1979 → Present
  Fiscal Funding Inc.
  Eugene, OR

Other Businesses

1)DBA FISCAL FUNDING, INC; NOT INVESTMENT RELATED; 1600 EXECUTIVE PARKWAY SUITE #220 EUGENE OREGON 97401; INSURANCE SALES; OWNER; 09/24/1979 TO PRESENT; 80 HOURS PER MONTH INCLUDING TRADING HOURS; SALE OF LIFE, HEALTH, DISABILITY, LTC, FIXED ANNUITIES. 2) NAIFA LANE COUNTY; NOT INVESTMENT RELATED; 212 Q ST SPRINGFIELD, OR 97477; Board Member; START DATE: 01/01/1996;Insurance trade group; 1 HOUR PER MONTH (0 HOURS DURING TRADING HOURS); provide guidance with organization priorities.

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-01-09

Designations

• Certified Financial Planner

Other Names

• Rick Yost