Best Investors
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Best Investors
Account
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4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-11-04 |
| MN | RA | APPROVED | 2024-10-22 |
| WI | RA | APPROVED | 2024-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Access Financial Services, Inc. | Minneapolis | MN | 12/2015 | 10/2016 |
| Rbc Capital Markets, Llc | St Paul | MN | 11/2016 | 01/2017 |
| Rbc Capital Markets, Llc | St Paul | MN | 01/2017 | 11/2018 |
| City National Bank | St Paul | MN | 02/2017 | 11/2018 |
| Sagepoint Financial, Inc. | Oakdale | MN | 11/2018 | 10/2024 |
| Osaic Wealth, Inc. | Oakdale | MN | 09/2023 | 10/2024 |
| Gradient Securities, Llc | Arden Hills | MN | 10/2024 | Present |
1. NOHNER ROSGA FINANCIAL; INV RELATED; 7995 JENNER AVE S, COTTAGE GROVE, MN 55016; INSURANCE AGENT; START 08/01/2006; 80 HOURS PER MONTH; 80 HOURS DURING SECURITIES TRADING HOURS; PROVIDES FINANCIAL CONSULTING, IUL SALES, WHOLE LIFE SALES, FIXED ANNUITY SALES, & TERM LIFE SALES. 2. TIM ROSGA FINANCIAL SERVICES; INV RELATED; 1925 DODD RD, MENDOTA HEIGHTS, MN 55118; OWNER; START 03/10/2010; 0 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; LLC SERVES AS A PASS THROUGH FOR FINANCIAL BOOKKEEPING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-13 |
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