Barrie Wayne Culver

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2009-03-27

WA RA
APPROVED

Since 2009-03-27

Branch Locations

Bellevue, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Bellevue	WA	03/2009	Present

03/2009 → Present

Lpl Financial Llc

Bellevue, WA

Previous Registrations

1991-03-14 → 2009-04-15

Citigroup Global Markets Inc.

Bellevue, WA

Bellevue, WA

Other Businesses

(1) 04/10/2009 - NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - WEALTH PLANNING & MANAGEMENT GROUP - INV REL - AT REPORTED BUSINESS LOCATION. (2) 03/05/2010 - STATUSPRO - RADIO - NOT INV REL - AT REPORTED BUSINESS LOCATION - Seattle Seahawks radio Broadcast Statistics - 1% TIME SPENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-26
S63	Uniform Securities Agent State Law Examination	1986-04-15

S65 Uniform Investment Adviser Law Examination

2006-01-26
S63 Uniform Securities Agent State Law Examination

1986-04-15

View on SEC IAPD