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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-23
VA RA APPROVED 2025-12-22
TX RA APPROVED_RES 2017-03-31
DC RA APPROVED 2009-03-13
  • FL RA
    APPROVED
    Since 2025-12-23
  • VA RA
    APPROVED
    Since 2025-12-22
  • TX RA
    APPROVED_RES
    Since 2017-03-31
  • DC RA
    APPROVED
    Since 2009-03-13

Branch Locations

Singer Island, FL • United States

2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States

Bluemont, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Washington DC 03/2009 Present
City National Bank Washington DC 08/2017 Present
Previous Registrations
  • 1993-08-05 → 2009-03-13
    Ferris, Baker Watts, Llc
    Washington, DC
    Washington, DC
Other Businesses

1) NAME OF ENTITY Founders Auxiliary Board of Children's National ADDRESS 111 Michigan Ave., NW Washington, DC 20010 INVESTMENT/NOT INVESTMENT RELATED BUSINESS DESCRIPTION Supporting the fundraising, advocacy and outreach of Children's National Hospital CAPACITY Other START DATE 07/01/2021 DUTIES The President will preside at all meetings of the Board, shall appoint the chairs of the committees and shall call special meetings when necessary. The President shall prepare an annual report HOURS DEVOTED PER MONTH 02 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH 01 2) NAME OF ENTITY: The Choral Arts Society of Washington ADDRESS: 1666 Connecticut Ave., NW, Suite 525, Washington, DC 20009 INVESTMENT/NOT INVESTMENT RELATED: Yes, The board reviews the proposed budget for each season. I have no direct involvement in investment decisions, but I may be asked to review the portfolio allocation of mutual funds held by the Choral Arts endowment fund and my opinion on the management of the endowment. BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 27/09/2025 CAPACITY: Board of Directors DUTIES: Invited to become a member of the Board of Directors-see description above. The board provides strategic leadership and helps the organization focus on long-term goals. Board members are responsible for the financial well being of Choral Arts and approve the annual budget. I will also be an ambassador for the organization and actively engaged in fund raising. So while the Executive and Artistic Directors and other professional staff handle daily operations, the board provides a roadmap for growth, financial security and ethical integrity of the organization. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-03
S63 Uniform Securities Agent State Law Examination 1993-04-02
  • S65 Uniform Investment Adviser Law Examination
    1993-06-03
  • S63 Uniform Securities Agent State Law Examination
    1993-04-02
Other Names
  • Diane Costello Sutherland
  • Diane Marcia Sutherland
  • Diane Marcia Costello

View on SEC IAPD

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