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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-03-25 |
| TX | RA | APPROVED_RES | 2025-03-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berndt & Associates | Hartville | OH | 09/1982 | Present |
| Investment Network, Inc. | Fairlawn | OH | 11/2004 | 12/2018 |
| Summit Capital Inc | Pepper Pike | OH | 10/2022 | 04/2023 |
| Lpl Financial Llc | Hartville | OH | 03/2025 | Present |
1 - 03/24/2025 - HSI Private Wealth Management Group - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). - Start date: 03/14/2025 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-01 |
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