Walter John Schwenk

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-07-15
FL	RA	APPROVED	2018-09-12
NJ	RA	APPROVED	2008-01-01

TX RA
APPROVED_RES

Since 2025-07-15
FL RA
APPROVED

Since 2018-09-12
NJ RA
APPROVED

Since 2008-01-01

Branch Locations

7000 Lincoln Dr E Ste 301, Marlton, NJ 08053 • United States

255 S County Rd 2Nd Fl, Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Marlton	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Marlton	NJ	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Marlton, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Marlton, NJ

Previous Registrations

2003-10-14 → 2008-01-01

A. G. Edwards & Sons, Inc.

Marlton, NJ

St. Louis, MO

Other Businesses

CO-TRUSTEE OF AUNT AND UNCLE'S TRUST; INVESTMENT RELATED; DOYLESTOWN, PA; START DATE = 2001. FINRA; INVESTMENT RELATED; WASHINGTON DC; ARBITRATOR; START DATE 8/1994. | SUCCESSOR CO-TRUSTEE FOR WELLS FARGO CLIENT; INV RELATED; MANALAPAN, FL; SUCCESSOR CO-TRUSTEE; 01/2030; 4 HOURS PER MONTH; 0 DURING TRADING HOURS; HANDLE AFFAIRS OR MONITOR ACCOUNT AT INCAPACITATION.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1979-09-25

S63 Uniform Securities Agent State Law Examination

1979-09-25

Other Names

Walt Schwenk

View on SEC IAPD