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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-02-28 |
Branch Locations
500 Dallas Street Suite 3400, Houston, TX 77002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Houston | TX | 02/2006 | Present |
(1)8/2007 THE COUNCIL ON ALCOHOL AND DRUGS HOUSTON - BD OF TRUSTEES (2)EVERGREEN ENERGY, INC. - HOUSTON, TX, CORPORATION REQUIRES TWO OFFICERS, LISTED AS THE SECOND OFFICER AND NOT INVOLVED IN THE OPERATION OF THE CORPORATION IN ANY WAY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1979-10-16 |
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