Paul Joseph Scavuzzo

Employer firm

Pj Scavuzzo, Inc. CRD 151742

$18.3M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pj Scavuzzo, Inc.

New Bern, NC • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-10-23
CA	RA	APPROVED	2010-03-18

NC RA
APPROVED

Since 2024-10-23
CA RA
APPROVED

Since 2010-03-18

Branch Locations

New Bern, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pj Scavuzzo, Inc.	New Bern	NC	04/2009	Present

04/2009 → Present

Pj Scavuzzo, Inc.

New Bern, NC

Previous Registrations

1999-05-19 → 2010-03-17

Torrey Pines Securities, Inc.

San Diego, CA

San Diego, CA

San Diego, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-04
S63	Uniform Securities Agent State Law Examination	1985-02-07

S65 Uniform Investment Adviser Law Examination

1999-05-04
S63 Uniform Securities Agent State Law Examination

1985-02-07

View on SEC IAPD