James Benton Lisle

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2019-09-09
TX	RA	APPROVED	2019-09-09

OK RA
APPROVED

Since 2019-09-09
TX RA
APPROVED

Since 2019-09-09

Branch Locations

1601 Nw Expressway St. Suite 1601, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Nelson & Associates, Llc	Oklahoma City	OK	11/2007	09/2019
D.A. Davidson & Co.	Oklahoma City	OK	09/2019	Present

11/2007 → 09/2019

Wells Nelson & Associates, Llc

Oklahoma City, OK
09/2019 → Present

D.A. Davidson & Co.

Oklahoma City, OK

Other Businesses

L&L INVESTMENTS; OIL & GAS INTERESTS - PRESIDENT/GENERAL PARTNER; SUB-S CORP; 500 NW 14TH, OKLAHOMA CITY, OKLAHOMA; START DATE SEPTEMBER 23, 2013; SPEND 2 OR 3 HOURS DURING NON-TRADING HOURS AND 0 HOURS DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED; RECEIVE NO COMPENSATION.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-07-01
S63	Uniform Securities Agent State Law Examination	1980-06-02

S65 Uniform Investment Adviser Law Examination

2019-07-01
S63 Uniform Securities Agent State Law Examination

1980-06-02

View on SEC IAPD