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Michael Robert Marston

Ameriprise Financial Services, LLC

Wayzata, MN

Minnetonka, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-03-15
TX RA APPROVED_RES 2023-03-06
  • MN RA
    APPROVED
    Since 2023-03-15
  • TX RA
    APPROVED_RES
    Since 2023-03-06

Branch Locations

701 Lake St E Ste 290, Wayzata, MN 55391 • United States

Minnetonka, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Golden Valley MN 12/2006 03/2023
Ameriprise Financial Services Wayzata MN 03/2023 03/2023
Ameriprise Financial Services, Llc Wayzata MN 03/2020 03/2020
Ameriprise Financial Services, Llc. Wayzata MN 03/2023 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 19 Jade Cove, , Miramar Beach, FL, 32550; Investment-Related; 08/03/2020.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-28
S63 Uniform Securities Agent State Law Examination 1982-04-19
  • S65 Uniform Investment Adviser Law Examination
    1998-05-28
  • S63 Uniform Securities Agent State Law Examination
    1982-04-19
Other Names
  • Mike Marston
  • Michael Marston

View on SEC IAPD

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MORGAN STANLEY · Wayzata, MN
LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
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