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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-12-02 |
| CT | RA | APPROVED | 2005-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 01/2005 | Present |
| Bank Of America, Na | Stamford | CT | 09/2009 | Present |
I*461661, Entity Type: Entity For Profit, Name of OBA: Rockledge Partners, Address: Stamford, Connecticut 06902, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 12/31/2026, No Hours: 0, No Hours during trading: 0, Duties: Dormant LLC. Never used it. May do something post retirement from ML
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-25 |
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