Robert James Pecoraro

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Melville, NY
• 03/2020 → 10/2024
  Ameriprise Financial Services, Llc
  Melville, NY
• 10/2024 → Present
  Lpl Financial Llc
  Lloyd Harbor, NY

Previous Registrations

• 2021-04-16 → 2024-10-10
  Ameriprise Financial Services, Llc
  Melville, NY
  Lloyd Harbor, NY
• 2009-06-01 → 2012-12-31
  Morgan Stanley
  Jericho, NY
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Jericho, NY
• 2007-02-09 → 2007-04-02
  Morgan Stanley Dw Inc.
  Jericho, NY
• 1995-01-18 → 2007-02-16
  Ubs Financial Services Inc.
  Garden City, NY
  Mitchell Field, NY

Other Businesses

1) 08/2024 - Pecoraro Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-07-17
• S63 Uniform Securities Agent State Law Examination
  1988-07-26