Rosilyn Hoffman Overton

Current Employers

Employment History

• 08/1997 → 10/2022
  Mid-Atlantic Securities, Inc.
  Little Neck, NY
• 10/2022 → Present
  Level Four Financial, Llc
  Dallas, TX
• 10/2022 → Present
  Level Four Advisory Services, Llc
  Dallas, TX

Previous Registrations

• 2008-05-30 → 2022-10-31
  Mid-Atlantic Securities, Inc.
  Great Neck, NY
  Lords Valley, PA
• 2001-03-26 → 2004-06-16
  Mai Corporation
  Little Neck, NY

Other Businesses

Level Four Advisory Services, LLC, Investment Related, SEC Registered Investment Advisor, started 10/24/2022 / Investment Advisor Representative / Managed investments for my clients / Located at 12400 Coit Road, Suite 700, Dallas TX 75251 / Devote approximately 120 hours per month to advisory business during trading hours. ROSILYN H. OVERTON DBA R.H. OVERTON CO.- SOLE PROPRIETORSHIP INSURANCE AGENCY-OVERLAPS WITH SECURITIES BUSINESS AT TIMES -ABOUT 5-10 HOURS A WEEK. SHAREHOLDER OF DIVERSE MARKETING GROUP-INSURANCE (FIXED)PRODUCTS - LESS THAN AN HOUR A MONTH. BROWN AND OVERTON PARTNERSHIP, PARTNER, 905 OF TIME DEVOTED TO THIS ACTIVITY, APPROXIMATELY 120 HOURS PER MONTH WITH 6.5 DURING TRADING HOURS. CERTIFIED FINANCIAL PLANNERS AND FINANCIAL ADVISORY SERVICES, THROUGH LEVEL FOUR ADVISORY SERVICES, LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-10
• S63 Uniform Securities Agent State Law Examination
  1980-09-19

Designations

Other Names

• Rosilyn Gay Overton
• Rosilyn Gay Hoffman