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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States
555 California Street Suite 3200, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Francisco | CA | 01/1995 | Present |
cercle de l,union 414 mason st san francisco 94102 / 414 Mason Street San Francisco,CA 94102 / Other/ Other Culinary Arts / club / Member of Board of Directors / / director / Start Date 1/1/1990/Culinary Arts / 1/THE SUMMIT / 999 GREEN STREET NO. 1105 SAN FRANCISCO,CA 94133 / Other/ Other HOMEOWNERS' ASSOCIATION / HOMEOWNERS' ASSOCIATION / Member of a committee with management or supervisory functions / / TREASURER OF THE HOA / Start Date 9/2/2013/NON-PROFIT HOA /
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-06-14 |
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