Michael Francis Mulling

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1995 → Present
  Raymond James Financial Services, Inc.
  Roswell, GA
• 03/2006 → Present
  Stonewall Asset Management, Inc.
  Roswell, GA
• 04/2006 → 09/2016
  Non-Variable Insurance
  Roswell, GA
• 10/2020 → Present
  Stonewall Asset Management, Inc.
  Roswell, GA
• 09/2009 → Present
  Stonewall Asset Management, Inc.
  Roswell, GA

Previous Registrations

• 2006-07-17 → 2026-08-17
  Stonewall Asset Mgmt., Inc.
  Roswell, GA
  Roswell, GA
  Roswell, GA

Other Businesses

1) Stonewall Asset Management, Inc. Address: 1401 Bombay Lane, Roswell, GA Nature of the Business: Independent RIA Position/Title: Advisor, Officer - President, Owner/Proprietor Investment Related: Yes Start Date: 10/19/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Manage assets for clients along with my co-owner Heidi Mulling. Perform Financial Planning issues with clients with my co-owner Heidi Mulling. Compliance duties to remain compliant with State regs as the Chief Compliance Officer .Branch Manager RJFS 67

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-05-03
• S63 Uniform Securities Agent State Law Examination
  1981-08-27

Other Names

• Mike Mulling