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40 Wall Street Suite 3602, New York, NY 10005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-28 |
| NJ | RA | APPROVED | 2026-01-28 |
| DE | RA | APPROVED | 2016-04-01 |
| PA | RA | APPROVED | 2016-04-01 |
| NC | RA | APPROVED | 2016-02-26 |
Branch Locations
Willmington, DE • United States
225 Wilmington West Chester Pike Suite 200, Chadds Ford, PA 19317 • United States
40 Wall Street Suite 3602, New York, NY 10005 • UNITED STATES
40 Wall Street Suite 3602, New York, NY 10005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fulcrum Securities Inc. | Exton | PA | 09/2010 | Present |
| Fulcrum Advisory Services | Exton | PA | 09/2010 | Present |
| Rf Lafferty & Co Inc | New York | NY | 10/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1981-03-13 |
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