Jeffery M Lewis

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-08
DE	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-04-08
DE RA
APPROVED

Since 2009-06-01

Branch Locations

500 Dupont Field Blvd. Suite 300, Greenville, DE 19807 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Greenville	DE	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Greenville, DE
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2008-12-12 → 2009-06-01

Morgan Stanley & Co. Llc

Wilmington, DE
1989-05-17 → 2008-12-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE

Wilmington, DE

Other Businesses

CONGREGATION BETH SHALOM; 18TH AND BAYNARD BLVD., WILMINTON, DE. 19802, BOARD MEMBER, START 2003, 3 HRS PER MONTH. 1/2 HR DURING TRADING. NOT INVESTMENT RELATED Own Race Horse-5/2015-owning a horse that will race for purses at racetrack venues-0 business hours before and after

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-05-11

S63 Uniform Securities Agent State Law Examination

1989-05-11

View on SEC IAPD