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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-29
NE RA APPROVED 1997-12-31
  • TX RA
    APPROVED_RES
    Since 2006-09-29
  • NE RA
    APPROVED
    Since 1997-12-31

Branch Locations

14769 California St Ste 3, Omaha, NE 68154 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Omaha NE 09/2005 03/2020
Ameriprise Financial Services Llc Omaha NE 11/1975 Present
Other Businesses

Business Ownership; Good Day Propriteis LLC; ; This LLC is set up to lease office space for Ameriprise Advisors; 14769 California Street, Suite 3Omaha, Ne 68154, ,; Not Investment-Related; 11/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Momentum Partners LLC; Member; Manage Ameriprise Business; 11819 Miracle Hills Drive, suite 101, Omaha, NE, 68154; Investment-Related; 10/06/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Momentum Partners LLC; Member; Manage advisory business; 11819 Miracle Hills Drive, Suite 101, Omaha, NE, 68154; Investment-Related; 10/06/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-17
S63 Uniform Securities Agent State Law Examination 1987-11-13
  • S65 Uniform Investment Adviser Law Examination
    1999-05-17
  • S63 Uniform Securities Agent State Law Examination
    1987-11-13
Other Names
  • Morris Friedman

View on SEC IAPD

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