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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2014-12-11 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
Middleton, WI • United States
2711 Allen Blvd, Suite 322, Middleton, WI 53562 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Middleton | WI | 11/2010 | Present |
| Private Advisor Group, Llc | Middleton | WI | 12/2014 | Present |
(1) 03/11/2015: MHK RETIREMENT PARTNERS - MHK RETIREMENT PARTNERS - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 12/01/2014 - 160 HR/MO ALL DURING SECS TRDG HRS (2) 04/07/2015: SCOOPS PET WASTE MANAGEMENT - NOT INV REL - HOME BASED - OUTSIDE/W-2 EMPLOYMENT - START 03/15/2015 -5 HR/MO NONE DURING SECS TRDG HRS - PROVIDE OCCASIONAL ADMINISTRATIVE SUPPORT (3) 04/28/2015: PRIVATE ADVISOR GROUP, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) -REGISTERED INVESTMENT ADVISOR DBA: (HYBRID) PRIVATE ADVISOR GROUP - START 12/01/2014 - 160 HR/MO ALL DURING SECS TRDG HRS (4) 04/28/2015: PRIVATE ADVISOR GROUP, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA: (HYBRID) MHK RETIREMENT PARTNERS (5) 12/1/2020 - Private Advisor Group - DBA: (Hybrid) Advisor's (k)are Solution - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - ADMIN. - Start Date: 11/23/2020 - 20 Hours Per Month/20 Hours During Securities Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 12/8/2022 - Private Advisor Group - DBA: Standard of(k)are Advisors/Sta.of Kare Adv - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 01/01/2023 - 170 Hours Per Month/170 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-23 |
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