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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2014-12-11
  • WI RA
    APPROVED
    Since 2014-12-11

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Middleton, WI • United States

2711 Allen Blvd, Suite 322, Middleton, WI 53562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Middleton WI 11/2010 Present
Private Advisor Group, Llc Middleton WI 12/2014 Present
Previous Registrations
  • 2008-08-01 → 2010-11-30
    Nrp Advisors, Inc.
    Madison, WI
Other Businesses

(1) 03/11/2015: MHK RETIREMENT PARTNERS - MHK RETIREMENT PARTNERS - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 12/01/2014 - 160 HR/MO ALL DURING SECS TRDG HRS (2) 04/07/2015: SCOOPS PET WASTE MANAGEMENT - NOT INV REL - HOME BASED - OUTSIDE/W-2 EMPLOYMENT - START 03/15/2015 -5 HR/MO NONE DURING SECS TRDG HRS - PROVIDE OCCASIONAL ADMINISTRATIVE SUPPORT (3) 04/28/2015: PRIVATE ADVISOR GROUP, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) -REGISTERED INVESTMENT ADVISOR DBA: (HYBRID) PRIVATE ADVISOR GROUP - START 12/01/2014 - 160 HR/MO ALL DURING SECS TRDG HRS (4) 04/28/2015: PRIVATE ADVISOR GROUP, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA: (HYBRID) MHK RETIREMENT PARTNERS (5) 12/1/2020 - Private Advisor Group - DBA: (Hybrid) Advisor's (k)are Solution - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - ADMIN. - Start Date: 11/23/2020 - 20 Hours Per Month/20 Hours During Securities Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 12/8/2022 - Private Advisor Group - DBA: Standard of(k)are Advisors/Sta.of Kare Adv - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 01/01/2023 - 170 Hours Per Month/170 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-23
  • S66 Uniform Combined State Law Examination
    2007-10-23

View on SEC IAPD

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