Ronald James Lee

Current Employers

Lee Capital Management #1 Llc

Long Beach, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-01-27

CA RA
APPROVED

Since 2022-01-27

Branch Locations

Long Beach, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lee Capital Management	Rolling Hills Estates	CA	02/1990	01/2020
Lee Capital Management #1 Llc	Redondo Beach	CA	08/2021	Present
Engel & Volkers Real Estate	Redondo Beach	CA	02/2019	Present

02/1990 → 01/2020

Lee Capital Management

Rolling Hills Estates, CA
08/2021 → Present

Lee Capital Management #1 Llc

Redondo Beach, CA
02/2019 → Present

Engel & Volkers Real Estate

Redondo Beach, CA

Previous Registrations

2002-10-07 → 2020-01-25

Lee Capital Management

Palos Verdes Estates, CA

Other Businesses

The Brittenham Design Group Engel & Volkers Real Estate Investment related - Yes 302 Avenue I, Redondo Beach, CA 90277 Redondo Beach, Registered Sales with the State of California Feb, 2019 Number of hours varies Number of hours devoted to the other business during trading hours - negligible Real estate sales

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-08-10
S65	Uniform Investment Adviser Law Examination	1993-05-05

S63 Uniform Securities Agent State Law Examination

1993-08-10
S65 Uniform Investment Adviser Law Examination

1993-05-05

View on SEC IAPD