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Alliancebernstein L.p. CRD 108477
$763B regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-07-09 |
| FL | RA | APPROVED | 2014-01-24 |
| TX | RA | APPROVED_RES | 2013-12-20 |
| IL | RA | APPROVED | 2000-10-05 |
Branch Locations
227 West Monroe Suite 3700, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein & Co., Inc. | Chicago | IL | 09/1997 | Present |
| Sanford C. Bernstein & Co., Llc | New York | NY | 11/2000 | Present |
Count: 2 1) BusinessName: Notre Dame Cathedral Latin School INVESTMENT RELATED: Yes, Investment Related ADDRESS: 13000 Auburn Road, Chardon, OH 44024 NATURE OF BUSINESS: Parochial High School and grade school POSITION: Investment Committee RELATIONSHIP: 2021-10-01 APPROXIMATE NUMBER HOURS: 1 hours/month, 0 hours during trading hours YOUR DUTIES: 2) BusinessName: Deep Sail Capital Partners LP INVESTMENT RELATED: Yes, Investment Related ADDRESS: 699 S. Washington, Elmhurst, IL 60126 NATURE OF BUSINESS: This is an existing approved investment in a long/short equity run by my son Sean. Formerly known as Westropp Funds LP. The fund is being renamed Deep Sail Partners LP. I wish to add $50,000 to my existing position. My current position represents 32% of the current fund. POSITION: Limited Partner RELATIONSHIP: 2013-01-14 APPROXIMATE NUMBER HOURS: 0 hours/month, 0 hours during trading hours YOUR DUTIES:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-11 |
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