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Robert Anthony Westropp

Alliancebernstein L.P.

Chicago, IL

CRD 814048

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Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-09
FL RA APPROVED 2014-01-24
TX RA APPROVED_RES 2013-12-20
IL RA APPROVED 2000-10-05
  • NY RA
    APPROVED
    Since 2022-07-09
  • FL RA
    APPROVED
    Since 2014-01-24
  • TX RA
    APPROVED_RES
    Since 2013-12-20
  • IL RA
    APPROVED
    Since 2000-10-05

Branch Locations

227 West Monroe Suite 3700, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Inc. Chicago IL 09/1997 Present
Sanford C. Bernstein & Co., Llc New York NY 11/2000 Present
  • 09/1997 → Present
    Sanford C. Bernstein & Co., Inc.
    Chicago, IL
  • 11/2000 → Present
    Sanford C. Bernstein & Co., Llc
    New York, NY
Other Businesses

Count: 2 1) BusinessName: Notre Dame Cathedral Latin School INVESTMENT RELATED: Yes, Investment Related ADDRESS: 13000 Auburn Road, Chardon, OH 44024 NATURE OF BUSINESS: Parochial High School and grade school POSITION: Investment Committee RELATIONSHIP: 2021-10-01 APPROXIMATE NUMBER HOURS: 1 hours/month, 0 hours during trading hours YOUR DUTIES: 2) BusinessName: Deep Sail Capital Partners LP INVESTMENT RELATED: Yes, Investment Related ADDRESS: 699 S. Washington, Elmhurst, IL 60126 NATURE OF BUSINESS: This is an existing approved investment in a long/short equity run by my son Sean. Formerly known as Westropp Funds LP. The fund is being renamed Deep Sail Partners LP. I wish to add $50,000 to my existing position. My current position represents 32% of the current fund. POSITION: Limited Partner RELATIONSHIP: 2013-01-14 APPROXIMATE NUMBER HOURS: 0 hours/month, 0 hours during trading hours YOUR DUTIES:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-08
S63 Uniform Securities Agent State Law Examination 1986-07-11
  • S65 Uniform Investment Adviser Law Examination
    2022-07-08
  • S63 Uniform Securities Agent State Law Examination
    1986-07-11
Other Names
  • Robert A Westropp

View on SEC IAPD

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