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Hugh Joseph Breslin

Armstrong Dixon

Baltimore, MD

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Current Employers
Armstrong Dixon

1500 Sulgrave Ave, Baltimore, MD 21209 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-26
MD RA APPROVED 2016-08-01
  • TX RA
    APPROVED
    Since 2021-10-26
  • MD RA
    APPROVED
    Since 2016-08-01

Branch Locations

1500 Sulgrave Ave, Baltimore, MD 21209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Baltimore MD 08/2016 Present
Ade, Llc (Armstrong Dixon) Baltimore MD 08/2016 Present
  • 08/2016 → Present
    Lpl Financial Llc
    Baltimore, MD
  • 08/2016 → Present
    Ade, Llc (Armstrong Dixon)
    Baltimore, MD
Previous Registrations
  • 2010-11-10 → 2016-08-03
    Planning Solutions Group, Llc
    Fulton, MD
  • 2014-01-24 → 2016-08-02
    Triad Advisors Llc
    Fulton, MD
    Atlanta, GA
  • 2008-06-10 → 2010-11-17
    Osaic Fa, Inc.
    Sykesville, MD
Other Businesses

1. 08/01/2016: Armstrong Dixon - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Started 05/01/2016 - Insurance and advisory - 160 Hr/Mo; 40 Hours During Securities Trading; 90% Time Spent - Insurance and Advisory Business 2. 09/16/2016: ADE - Registered Investment Advisor Hybrid - DBA: (HYBRID) ADE - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 04/01/2016 - 120 Hr/Mo; 120 Hour(s) During Securities Trading; 80% Time Spent - I provide investment advisory services through ADE, an independent investment advisor firm. I started this business activity in August 2016. I expect to spend approximately 120 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/9/2017: ADE LLC - DBA: (HYBRID) ADE LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 5/1/2016 - 160 Hours Per Month During Securities Trading - Time Spent 90% - I provide investment advisory services through ADE LLC, an independent investment advisor firm. I started this business activity in 8/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/22/2019 - Armstrong Dixon - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/18/2019 - 32 Hours Per Month During Securities Trading. 5. 3/26/2019 - ADE, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/18/2019 - 32 Hours Per Month/26 Hours During Securities Trading - I provide investment advisory services through ADE LLC, an independent investment advisor firm. I started this business activity in August 2018. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 06/22/2022 - Sulgrave Associates LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 08/01/2020 - 0 Hours Per Month/ 0 Hours During Securities Trading 7. 05/18/2023 - Capitol Metro - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 08/01/2016 - 10 Hours Per Month/ 10 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-05
  • S66 Uniform Combined State Law Examination
    2008-06-05
Designations
Other Names
  • Hugh Joseph Breslin
  • Hugh Joseph Breslin
  • Joe Breslin

View on SEC IAPD

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