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Current Employers
Warther Private Wealth

1075 West Market St., Akron, OH 44313 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-01
FL RA APPROVED 2018-07-27
OH RA APPROVED 2003-02-18
  • TX RA
    APPROVED_RES
    Since 2021-09-01
  • FL RA
    APPROVED
    Since 2018-07-27
  • OH RA
    APPROVED
    Since 2003-02-18

Branch Locations

1075 West Market St., Akron, OH 44313 • United States

1075 West Market St., Akron, OH 44313 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Warther Private Wealth, Llc Akron OH 01/1988 Present
Executive Pension Services Akron OH 09/1992 Present
Mutual Service Corporation Akron OH 05/1999 Present
Warther Consulting, Llc Akron OH 11/2002 Present
Warther Private Wealth, Llc Akron OH 12/2012 Present
Cambridge Investment Research, Inc Fairfield IA 02/2013 12/2016
Independence Capital Co. Psrms OH 01/2017 Present
  • 01/1988 → Present
    Warther Private Wealth, Llc
    Akron, OH
  • 09/1992 → Present
    Executive Pension Services
    Akron, OH
  • 05/1999 → Present
    Mutual Service Corporation
    Akron, OH
  • 11/2002 → Present
    Warther Consulting, Llc
    Akron, OH
  • 12/2012 → Present
    Warther Private Wealth, Llc
    Akron, OH
  • 02/2013 → 12/2016
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 01/2017 → Present
    Independence Capital Co.
    Psrms, OH
Previous Registrations
  • 2009-09-08 → 2009-12-12
    Cleveland, OH
    Boca Raton, FL
  • 2000-01-01 → 2009-09-08
    Mutual Service Corporation
    Boca Raton, FL
    Boston, MA
    Akron, OH
  • 2002-01-31 → 2003-06-23
    Warther Companies
    Akron, OH
Other Businesses

Owner (WARTHER FINANCIAL GROUP), SELL LIFE INSURANCE AND FIXED ANNUITIES, 1075 W Market St Akron OH 44313, Start 8/10/2010, 10 hrs/month, Compensation: Commission. Owner (WARTHER PRIVATE WEALTH, LLC), REGISTERED INVESTMENT ADVISOR, 1075 W Market St Akron OH 44313, 140 hrs/month, Compensation: Fee Based Board Member (WORLD HOPE FOUNDATION), Foundation, 1075 W. MARKET ST, AKRON, OH 44313. start4/2009. 2 HR/MO, Compensation: None. Owner (WARTHER FINANCIAL GROUP), fixed life insurance sales, 1075 WEST MARKET STREET, AKRON, OH 44313, Compensation: Commission. TriAeres Properties LLC, Office Space Rental, 1075 West Market St Akron OH 44313, Start: 2013. Compensation: (Other (Rental) Catalina Aviation Inc, Plane Rental, 1075 West Market St Akron OH 44313, Start: 2013, Compensation: Hourly Robert Warther, Condo Rental, 1500 S Ocean Blvd 603 Pompano Beach FL 33062, Start 2022, Compensation: Other (rental)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-10
S63 Uniform Securities Agent State Law Examination 1995-08-18
  • S65 Uniform Investment Adviser Law Examination
    1998-01-10
  • S63 Uniform Securities Agent State Law Examination
    1995-08-18
Other Names
  • Bob Warther

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