Craig Edward Johnson

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-08-30

TX RA
APPROVED_RES

Since 2018-08-30

Branch Locations

14850 North Scottsdale Road Suite 450, Scottsdale, AZ 85254 • United States

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Phoenix	AZ	10/2004	08/2018
Stifel, Nicolaus & Company, Incorporated(793)	Phoenix	AZ	08/2018	Present

10/2004 → 08/2018

Ubs Financial Services Inc.

Phoenix, AZ
08/2018 → Present

Stifel, Nicolaus & Company, Incorporated(793)

Phoenix, AZ

Previous Registrations

2004-10-15 → 2018-09-10

Ubs Financial Services Inc.

Phoenix, AZ

Phoenix, AZ
2003-07-01 → 2004-11-04

Wells Fargo Clearing Services, Llc

Phoenix, AZ
1999-10-19 → 2003-07-01

Prudential Equity Group, Llc

Phoenix, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-01-24
S63	Uniform Securities Agent State Law Examination	1979-07-19

S65 Uniform Investment Adviser Law Examination

1995-01-24
S63 Uniform Securities Agent State Law Examination

1979-07-19