Richard Leo King

Current Employers

King And Company, Incorporated

Anderson, SC • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2004-05-27

SC RA
APPROVED

Since 2004-05-27

Branch Locations

Anderson, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
King And Company, Inc	Anderson	SC	05/2004	Present

05/2004 → Present

King And Company, Inc

Anderson, SC

Other Businesses

RICHARD L. KING, PRESIDENT KING AND COMPANY, INC. IS A LICENSED REAL ESTATE BROKER IN CHARGE AND LIFE INSURANCE AGENT BY THE STATE OF SC. NO TIME HAS BEEN DEVOTED TO THESE BUSINESSES: HOWEVER, TIME MADE BE DEVOTED TO THESE BUSINESSES IN THE FUTURE. THE LIFE INSURANCE BUSINESS WOULD BE IN THE NAME OF RICHARD L. KING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-04-01

S65 Uniform Investment Adviser Law Examination

2003-04-01