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Richard Grande

Morgan Stanley

Boston, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-01-13
TX RA APPROVED 2026-01-08
  • CT RA
    APPROVED
    Since 2026-01-13
  • TX RA
    APPROVED
    Since 2026-01-08

Branch Locations

28 State Street 26Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc Boston MA 02/2014 04/2017
First Republic Securities Company, Llc Boston MA 04/2017 09/2023
First Republic Investment Management, Inc. Boston MA 04/2017 09/2023
J.P. Morgan Securities Llc Boston MA 09/2023 01/2026
J.P. Morgan Chase Bank, N.A. Boston MA 09/2023 01/2026
Morgan Stanley Smith Barney Llc Boston MA 01/2026 Present
Morgan Stanley Private Bank, N.A New York NY 02/2026 Present
  • 02/2014 → 04/2017
    First Republic Securities Company, Llc
    Boston, MA
  • 04/2017 → 09/2023
    First Republic Securities Company, Llc
    Boston, MA
  • 04/2017 → 09/2023
    First Republic Investment Management, Inc.
    Boston, MA
  • 09/2023 → 01/2026
    Boston, MA
  • 09/2023 → 01/2026
    J.P. Morgan Chase Bank, N.A.
    Boston, MA
  • 01/2026 → Present
    Morgan Stanley Smith Barney Llc
    Boston, MA
  • 02/2026 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2023-10-26 → 2026-01-09
    Boston, MA
    Boston, MA
    Boston, MA
  • 2014-02-27 → 2025-03-20
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    Boston, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-03-06
  • S63 Uniform Securities Agent State Law Examination
    1981-03-06
Other Names
  • Richard Lucian Grande
  • Richard L Grande

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