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Christopher Stephen Pilalas

Ubs Financial Services Inc.

Boston, MA

Boston, MA

CRD 812714

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-04-03
  • TX RA
    APPROVED_RES
    Since 2007-04-03

Branch Locations

265 Franklin Street, Boston, MA 02110 • United States

One Post Office Square, Boston, MA 02109 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boston MA 03/1989 Present
Other Businesses

1)ORDER OF MALTA AMERICAN ASSOCIATION / 1011 1ST AVE # 1350 NEW YORK,NY 10022 / FOUNDATION/ CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / CHARITABLE GIVING / MEMBER OF A COMMITTEE REPRESENTING THE INTERESTS OF ANY THIRD PARTY/PARTIES WITH A RELATIONSHIP WITH THE ORGANIZATION (I.E. CREDITOR'S COMMITTEE) / / INVESTMENT COMMITTEE / START DATE 09/16/2013

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-08
S63 Uniform Securities Agent State Law Examination 1981-10-29
  • S65 Uniform Investment Adviser Law Examination
    1996-07-08
  • S63 Uniform Securities Agent State Law Examination
    1981-10-29
Other Names
  • Christopher S Pilalas

View on SEC IAPD

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