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Current Employers
Cape Investment Advisory, Inc.

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-08-07
NC RA APPROVED 2021-06-09
  • AL RA
    APPROVED
    Since 2026-08-07
  • NC RA
    APPROVED
    Since 2021-06-09

Branch Locations

300 E. Kingston Ave., Charlotte, NC 28203 • United States

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global Financial Private Capital Sarasota FL 08/2013 11/2017
G.F. Investment Services, Llc Sarasota FL 08/2013 04/2019
Hobart Private Capital, Llc Charlotte NC 01/2015 05/2021
Cape Securities, Inc. Mcdonough GA 05/2019 Present
American Global Wealth Management Mcdonough GA 01/2026 Present
  • 08/2013 → 11/2017
    Global Financial Private Capital
    Sarasota, FL
  • 08/2013 → 04/2019
    G.F. Investment Services, Llc
    Sarasota, FL
  • 01/2015 → 05/2021
    Hobart Private Capital, Llc
    Charlotte, NC
  • 05/2019 → Present
    Cape Securities, Inc.
    Mcdonough, GA
  • 01/2026 → Present
    American Global Wealth Management
    Mcdonough, GA
Previous Registrations
  • 2016-04-04 → 2021-06-09
    Charlotte, NC
  • 2013-08-20 → 2017-11-29
    Global Financial Private Capital, Inc.
    Charlotte, NC
    Sarasota, FL
  • 2001-12-31 → 2013-10-01
    Ifg Russell Advisors Inc
    Charlotte , NC
Other Businesses

1) INDEPENDENT INSURANCE WITH RASBERRY AGENCY; INSURANCE AGENT SINCE 2000-FIXED INSURANCE AND FIXED ANNUITY PRODUCTS; DEVOTES 40 HOURS PER MONTH. 2) INDEPENDENT INSURANCE THROUGH MASS MUTUAL; INSURANCE AGENT SINCE 1966 - FIXED INSURANCE AND FIXED ANNUITY PRODUCTS. DEVOTES 40 HOURS PER MONTH. 3) CHARLOTTE FORDHAM GROUP AND SANDPIPER RUN "B" 5G PARTNERSHIP; INCLUDES 12 PERSONS OF A TIMESHARE PROPERTY AT LITCHFIELD-BY-THE-SEA CONDO ON PAWLEY'S ISLAND SC, AS MANAGER RESPONSIBLE FOR MANAGING AND MAINTAINING PROPERTY WITH SUPPLIES AND PAYMENT OF BILLS; BEGAN 1999, 2-3 HOURS PER MONTH WITH NONE DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-07
S63 Uniform Securities Agent State Law Examination 1982-08-16
  • S65 Uniform Investment Adviser Law Examination
    1996-11-07
  • S63 Uniform Securities Agent State Law Examination
    1982-08-16

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