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7733 Ballantyne Commons Parkway Suite 101, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-04-04 |
Branch Locations
7733 Ballantyne Commons Parkway Suite 101, Charlotte, NC 28277 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Financial Private Capital | Sarasota | FL | 08/2013 | 11/2017 |
| Gf Investment Services Llc | Sarasota | FL | 08/2013 | 04/2019 |
| Hobart Private Capital, Llc | Charlotte | NC | 01/2015 | Present |
| Hobart Financial Group | Charlotte | NC | 08/2013 | Present |
| Cape Securities, Inc. | Mcdonough | GA | 05/2019 | 01/2022 |
1)INDEPENDENT INSURANCE AGENT WITH NAVIGATOR FINANCIAL INC. SELLING DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LTC & GROUP 10HRS/WK SINCE 10/1971; (2) HOBART PRIVATE CAPITAL; SOLICITOR, 7733 BALLANTYNE COMMONS PARKWAY, STE 101, CHARLOTTE NC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-19 |
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