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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2001-04-02
  • NC RA
    APPROVED
    Since 2001-04-02

Branch Locations

100 North Cherry Street Suite 500, Winston-Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Winston-Salem NC 01/1975 Present
Massmutual Life Insurance Co Winston-Salem NC 06/1973 Present
Other Businesses

(1) NAME: HOLDEN & MICKEY, INC. INV REL: Y ADDR: 100 N CHERRY ST STE 500 WINSTON SALEM NC 27101 NATURE: LIFE SETTLEMENTS/VIATICALS POSITION: AGENT START: 2000 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (2) NAME: HOLDEN & MICKEY, INC. INV REL: Y ADDR: 100 N CHERRY ST STE 500 WINSTON SALEM NC 27101 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES, OWNERSHIP, AGENT START: 1973 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 20. (3) NAME: WEST LAWN 2e LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: RENTAL PROPERTY POSITION: OWNER START: 2021 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-18
S63 Uniform Securities Agent State Law Examination 1984-01-27
  • S65 Uniform Investment Adviser Law Examination
    1994-02-18
  • S63 Uniform Securities Agent State Law Examination
    1984-01-27
Other Names
  • Chip Holden
  • Lawrence Norbert Holden

View on SEC IAPD

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