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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
1111 S Marshall St. Ste 190, Winston-Salem, NC 27101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Connecticut Mutual Life | Winston Salem | NC | 09/1973 | Present |
| Mml Investors Services, Inc. | Winston-Salem | NC | 03/1996 | Present |
(1)NAME: D L DAVIS & CO INC INV REL: Y ADD: 1111 S MARSHALL ST STE 190 WINSTON-SALEM NC 27101 NATURE: NONMMLIA - INDIVIDUAL LIFE, GROUP LIFE, GROUP HEALTH POSITION: AGENT START DATE: 07/01/1989 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (2) NAME: RESIDENTIAL RENTAL INV REL: Y ADD: 328 HANOVER ARMS CT WINSTON-SALEM NC 27104 NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 06/01/2006 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-01 |
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