Michael Joseph O'MAlley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1978 → 05/2025
  Peb Financial Group
  Chicago, IL
• 11/1978 → 05/2025
  Peb Financial Group, Inc.
  Chicago, IL
• 11/2010 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Chicago, IL
  Rockville, MD
• 2011-05-05 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Elm Grove, WI
  Chicago, IL
• 2006-02-01 → 2010-12-03
  Lpl Financial Llc
  Woodridge, IL
  Chicago, IL
  Hinsdale, IL

Other Businesses

1- 05/2025 - Peb Financial - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 07/06/1978 - 160 hours per month/ during trading 2- 05/2025 - Peb Financial - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 07/06/1978 - 20 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-11-20

Other Names

• Michael Joseph Omalley
• Michael Joseph Omalley