James Matthew Hodges

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2017-05-22
MD	RA	APPROVED	2009-03-09

NJ RA
APPROVED

Since 2017-05-22
MD RA
APPROVED

Since 2009-03-09

Branch Locations

100 West Road Suite 200, Towson, MD 21204 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co.	Towson	MD	03/2009	Present

03/2009 → Present

Robert W. Baird & Co.

Towson, MD

Previous Registrations

2006-02-21 → 2009-04-01

Citigroup Global Markets Inc.

Towson, MD

Towson, MD

Towson, MD

Waldorf, MD

Towson, MD
1991-03-13 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Towson, MD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-07-28

S63 Uniform Securities Agent State Law Examination

1987-07-28

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Previous Registrations

Exams

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