Craig Allen Smith

Current Employers

Sycamore Financial Group

2713 Rockford Lane, Kokomo, IN 46902 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-11-19
IN	RA	APPROVED	1998-12-16

TX RA
APPROVED_RES

Since 2019-11-19
IN RA
APPROVED

Since 1998-12-16

Branch Locations

2713 Rockford Lane, Kokomo, IN 46902-4058 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
K.J. Brown & Co. Inc.	Muncie	IN	02/1973	Present
Sycamore Financial Group	Kokomo	IN	08/1983	Present
Googins Advisors, Inc.	Middleton	WI	12/2020	05/2021

02/1973 → Present

K.J. Brown & Co. Inc.

Muncie, IN
08/1983 → Present

Sycamore Financial Group

Kokomo, IN
12/2020 → 05/2021

Googins Advisors, Inc.

Middleton, WI

Other Businesses

H & W SMITH FARMS LLC 11201 SOUTH 1000 EAST GALVESTON, IN. 46932 THIS IS A GRAIN FARM AND NOT INVESTMENT RELATED. I AM A MEMBER OF THE LLC. START DATE IS 12/31/2010. I WORK APPROXIMATELY 2 HOURS A WEEK AND NOT DURING BUSINESS HOURS. I HELP WITH THE FARMING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1981-04-14

S63 Uniform Securities Agent State Law Examination

1981-04-14

Designations

View on SEC IAPD

Current Employers

Sycamore Financial Group

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews