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Mark Steven Galaini

Ameriprise Financial Services, LLC

Lake Worth, FL

Lake Worth, FL

CRD 810023

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1987-04-03
  • FL RA
    APPROVED
    Since 1987-04-03

Branch Locations

3900 Woodlake Blvd Ste 214, Lake Worth, FL 33463 • United States

Lake Worth, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lake Worth FL 09/2005 03/2020
Ameriprise Financial Services, Llc Lake Worth FL 03/2020 Present
Other Names
  • Mark Galaini

View on SEC IAPD

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