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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2009-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance C | Milwaukee | WI | 10/1969 | Present |
| Lillis, Mckibben & Company | Erie | PA | 07/1987 | Present |
| Northwestern Mutual Investment Services, Llc. | Buffalo | NY | 06/2003 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. 32.7% OWNER, LILLIS, MCKIBBEN, BONGIOVANNI & CO, 100 STATE ST STE 300, ERIE, , PENNSYLVANIA, 16507, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 1/1/1981, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, SALES OF GROUP HEALTH, LIFE, STD, LTD, VISION, AND DENTAL BENEFITS PLACED WITH CARRIERS OTHER THAN NORTHWESTERN MUTUAL, INVESTMENT RELATED. 2. TRUSTEE, ERIE CEMETERY ASSOCIATION, 2116 CHESTNUT ST, ERIE, , PENNSYLVANIA, 16502, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 11/19/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TRUSTEE. NON INVESTMENT RELATED. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. CHAIR, ERIE YACHT CLUB FOUNDATION, ONE RAVINE DRIVE, ERIE, , PENNSYLVANIA, 16505, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/1/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CHAIRMAN 4. TRUSTEE, ERIE YACHT CLUB FOUNDATION, ONE RAVINE DRIVE, ERIE, , PENNSYLVANIA, 16505, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/1/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TRUSTEE. NON INVESTMENT RELATED. 5. TRUSTEE, SARAH REED CHILDREN'S CENTER, 2445 WEST 34TH ST., ERIE, , PENNSYLVANIA, 16506, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 3/1/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TRUSTEE. NON INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-06 |
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