Thomas Lloyd Mccormick

Employer firm

American Investors Company CRD 38

$631M regulatory AUM 18 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1989 → Present
  American Investors Company
  San Ramon, CA
• 12/1973 → Present
  Thomas L. Mccormick, Self-Employed
  Belmont, CA
• 03/1998 → Present
  American Investors Company
  San Ramon, CA
• 06/2012 → 02/2023
  Straube Associates, Inc.
  Sunnyvale, CA

Other Businesses

1) THOMAS L MCCORMICK; NOT INVESTMENT-RELATED; 11 COLLEGE VIEW WAY, BELMONT, CA 94002; ATTORNEY AND TAX PREPARATION; OWNER; STARTED DATE 12/20/1973; APPROX. 80 HRS/MONTH DEVOTE TO THE BUSINESS; 80 HRS/MONTH DURING SECURITIES TRADING HOURS; OWNER AND SOLE PROPRIETOR.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-10-01