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Current Employers
American Investors Company

12667 Alcosta Blvd., Suite 160, San Ramon, CA 94583 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1998-03-30
  • CA RA
    APPROVED
    Since 1998-03-30

Branch Locations

12667 Alcosta Blvd., Suite 160, San Ramon, CA 94583 • United States

Belmont, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Investors Company San Ramon CA 01/1989 Present
Thomas L. Mccormick, Self-Employed Belmont CA 12/1973 Present
American Investors Company San Ramon CA 03/1998 Present
Straube Associates, Inc. Sunnyvale CA 06/2012 02/2023
Other Businesses

1) THOMAS L MCCORMICK; NOT INVESTMENT-RELATED; 11 COLLEGE VIEW WAY, BELMONT, CA 94002; ATTORNEY AND TAX PREPARATION; OWNER; STARTED DATE 12/20/1973; APPROX. 80 HRS/MONTH DEVOTE TO THE BUSINESS; 80 HRS/MONTH DURING SECURITIES TRADING HOURS; OWNER AND SOLE PROPRIETOR.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-10-01
  • S63 Uniform Securities Agent State Law Examination
    1987-10-01

View on SEC IAPD

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