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Richard James Walls

Walls Investment Management Company

Bluffton, SC

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Current Employers
Walls Investment Management Company

110 Traders Cross, Bluffton, SC 29909 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2009-04-13
PA RA APPROVED 1996-02-20
  • SC RA
    APPROVED
    Since 2009-04-13
  • PA RA
    APPROVED
    Since 1996-02-20

Branch Locations

102 Buckwalter Parkway Suite 3Y, Bluffton, SC 29910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walls Investments Washington Crossing PA 12/1998 Present
  • 12/1998 → Present
    Walls Investments
    Washington Crossing , PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-03-15
  • S63 Uniform Securities Agent State Law Examination
    1990-03-15
Other Names
  • Rick Walls

View on SEC IAPD

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Other Offices

OAK ADVISORS, LLC · BLUFFTON, SC
LPL FINANCIAL LLC · BLUFFTON, SC
GWN SECURITIES INC. · Bluffton, SC
CHARLES SCHWAB & CO., INC. · Bluffton, SC
RAYMOND JAMES & ASSOCIATES, INC. · BLUFFTON, SC
CETERA INVESTMENT ADVISERS LLC · BLUFFTON, SC
STATE FARM INVESTMENT MANAGEMENT CORP. · Bluffton, SC
VAN GROUW ADVISORS, LLC · BLUFFTON, SC

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