Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-08-15 |
| TX | RA | APPROVED | 2017-08-11 |
Branch Locations
10 Wright St Fl 1St, Westport, CT 06880-3115 • United States
Norwalk, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Westport | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westport | CT | 11/2016 | 08/2017 |
| Ameriprise Financial Services Inc | Westport | CT | 08/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Westport | CT | 03/2020 | Present |
Outside Employment; american legion; comedian - perform comedy act; ; 128 E Hampton Rd, , marlboro, CT, 06447; Not Investment-Related; 10/19/2022; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Stand-up Comedy; I am performing a one-hour stand-up comedy routine at the Shawangunk Country Club in Ellenville, NY on August 18, 2023 (rain date: August 19th). This is a one-time event and I am being paid $300.00 flat fee.; 38 Country Club Rd, , Ellenville, NY, 12428; Not Investment-Related; 08/18/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-22 |
Reach out to this advisor