Dee Kent Carter

Employer firm

Sound Income Strategies, LLC CRD 173272

$4.18B regulatory AUM 57 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → Present
  Carter Financial Group
  Midland, TX
• 06/2016 → Present
  Sound Income Strategies, Llc
  Midland, TX
• 07/2025 → Present
  Carter-Stearns Financial
  Midland, TX

Other Businesses

1. CARTER FINANCIAL GROUP-OWNER CONDUCTING SALES OF FIXED AND INDEX ANNUITIES, LIFE AND LONG TERM CARE INSURANCE. NON-INVESTMENT RELATED 80 HOURS PER MONTH. 2. SCRANTON ACADEMY FOR FINANCIAL EDUCATION-EDUCATOR/PRESENTER. NON - INVESTMENT RELATED 3. MEMBER - MIDLAND DOWNTOWN LION'S CLUB - NON-PROFIT. NON- INVESTMENT RELATED. 4. THE RETIREMENT INCOME SOURCE - FRANCHISE OWNER - INVESTMENT RELATED. 40 HOURS PER MONTH. MARKETING TO PROSPECTIVE CLIENTS FOR INVESTMENT ADVISORY AND FIXED INSURANCE SERVICES. 8/16/19 5. JOHN BURCH SOCIETY - CHAIRMAN OF THE LOCAL BUSINESS CHAPTER - NON- PROFIT - NON - INVESTMENT RELATED. NO COMPENSATION. 6. CARTER-STEARNS FINANCIAL - OWNER CONDUCTING SALES OF FIXED AND INDEX ANNUITIES, LIFE AND LONG TERM CARE INSURANCE. NON-INVESTMENT RELATED. 0 HOURS PER MONTH.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-05-01

Designations

• Chartered Financial Consultant