Francis Troy Barnhart

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-09-20
TX	RA	APPROVED_RES	2004-07-12

MI RA
APPROVED

Since 2010-09-20
TX RA
APPROVED_RES

Since 2004-07-12

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

210 South Old Woodward Ave Suite 250, Birmingham, MI 48009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Birmingham	MI	01/1989	Present

01/1989 → Present

Ubs Financial Services Inc.

Birmingham, MI

Other Businesses

NYSE REGULATION, INC. 20 BROAD STREET, 18TH FLOOR, N.Y., N.Y.. HEARING BOARD, "YOU MAY BE CALLED UPON TO SERVE AS A PANELIST ON A HEARING FOR A CONTESTED, UNCONTESTED-TO DISCIPLINAY MATTER BROUGHT AGAINST AN INDIVIDUAL OR MEMBER ORGANIZATION BY THE DIVISION OF ENFORCEMENT OF THE NYSE REGULATION, INC. I AM AMEMBER OF THE HEARING BOARD. START DATE - 01/01/1994. 2. MARTIN J. BARNHART TRUST, 7251 S. EDON ROAD READING, MICHIGAN 49274 TRUSTEE OF ELDERLY FATHER'S LIVING TRUST 9/1//08 TRUSTEE 2 HOURS PER MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-05-28
S63	Uniform Securities Agent State Law Examination	1979-08-30

S65 Uniform Investment Adviser Law Examination

1993-05-28
S63 Uniform Securities Agent State Law Examination

1979-08-30

Other Names

Francis M Troy Barnhart
Troy M Barnhart
Francis Martin Barnhart

View on SEC IAPD