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Yvonne Redmond

Equitable Advisors, LLC

Woodland Hills, CA

Pacific Palisades, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-08
TX RA APPROVED 2024-10-08
  • CA RA
    APPROVED
    Since 2024-10-08
  • TX RA
    APPROVED
    Since 2024-10-08

Branch Locations

6300 Canoga Avenue Suite 1600, Woodland Hills, CA 91367 • United States

Pacific Palisades, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Manhattan Beach CA 03/1997 10/2024
Kinecta Financial & Insurance Services, Llc Manhattan Beach CA 05/1990 09/2024
Equitable Advisors, Llc New York NY 10/2024 Present
  • 03/1997 → 10/2024
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Manhattan Beach, CA
  • 05/1990 → 09/2024
    Kinecta Financial & Insurance Services, Llc
    Manhattan Beach, CA
  • 10/2024 → Present
    Equitable Advisors, Llc
    New York, NY
Previous Registrations
  • 1998-03-30 → 2024-10-08
    Lpl Financial Llc
    Manhattan Beach, CA
    Manhattan Beach, CA
    El Segundo, CA
    Manhattan Beach, CA
Other Businesses

Independent Agent - Outside fixed insurance sales.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-15
  • S63 Uniform Securities Agent State Law Examination
    1999-09-15
Other Names
  • Yvonne Funez Rodriguez

View on SEC IAPD

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Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

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