Robert Sharp Petersen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2017-01-24

OH RA
APPROVED

Since 2017-01-24

Branch Locations

Pepper Pike, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Pepper Pike	OH	09/2009	Present

09/2009 → Present

Lpl Financial, Llc

Pepper Pike, OH

Other Businesses

1) 08/26/2010 - PETERSEN FINANCIAL SERVICES, I AM LICENSED TO SELL LIFE, HEALTH, LTC INSURANCE AND FIXED ANNUITIES, 10% OF TIME SPENT. 2) 08/26/2010 - TAX PREPARATION FOR CLIENTS, 10% OF TIME SPENT 3) 11/17/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 11/01/1996 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-01-23
S63	Uniform Securities Agent State Law Examination	2006-03-10

S65 Uniform Investment Adviser Law Examination

2017-01-23
S63 Uniform Securities Agent State Law Examination

2006-03-10

View on SEC IAPD