Diane Schafer Kelly

Current Employers

Employment History

• 01/1972 → Present
  Travelers
  Hartford, CT
• 07/1988 → Present
  Kelly Agency
  Tolland, CT
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2023 → Present
  Kelly Family Eyecare
  Vernon, CT
• 12/2025 → Present
  Kelly And Company Wealth Partners
  Tolland, CT

Other Businesses

(1) INDEPENDENT INSURANCE AGENT FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH FOR 0HRS/WK SINCE 1978 ; (2) EYEBALL OPTICAL DBA FASHION OPTICS, NOT INVESTMENT RELATED, 458 TALCOTTVILLE RD, VERNON, CT 06066, EYEGLASSES, STARTED 1976, CORPORATE SECRETARY, APX 0 HOURS PER WEEK, NONE DURING TRADING HOURS, NO DUTIES ; (3) NAME OF OTHER BUSINESS: DBA KELLY & YOWELL FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/08/2016 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS ; (4) NAME OF OTHER BUSINESS: KELLY FAMILY EYECARE, INVESTMENT RELATED: NO, ADDRESS: 458 TALCOTTVILLE RD, VERNON, CT 06066, NATURE OF BUSINESS: EYE DOCTOR AND OPTICIAN, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: EXECUTIVE OPERATIONS MANAGER, APX NUMBER OF HOURS PER WEEK: 12, APX NUMBER OF HOURS DURING TRADING HOURS: 12, BRIEF DESCRIPTION OF DUTIES: TROUBLESHOOTING PROBLEMS; (5) NAME OF OTHER BUSINESS: SAINT TERESA OF CALCUTTA SCHOOL FINANCE COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 80 MAIN STREET MANCHESTER, CT 06040; NATURE OF BUSINESS: SCHOOL; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ESTABLISH SCHOOL TUITIONS RATES AND BUDGETS; 6) NAME OF OTHER BUSINESS: KELLY AND COMPANY WEALTH PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2015-09-16
• S63 Uniform Securities Agent State Law Examination
  1992-02-03

Designations

Other Names

• Diane Christine Kelly
• Diane Christine Schafer