Jonathan L Hammond

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 03/2023
  Wells Fargo Advisors Llc
  Greenwood Village, CO
• 11/2016 → 03/2023
  Wells Fargo Clearing Services, Llc
  Greenwood Village, CO
• 06/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
• 08/2023 → 06/2024
  Focused Alpha Llc
  Denver, CO
• 03/2023 → 08/2023
  Unemployed
  Denver, CO

Previous Registrations

• 2008-11-27 → 2023-03-16
  Wells Fargo Clearing Services, Llc
  Greenwood Village, CO
  Denver, CO
  Aurora, CO
  Greenwood Village, CO
  Aurora, CO
  Arvada, CO
  Centennial, CO
  Denver, CO
  Denver, CO
  Denver, CO
  Santa Rosa, CA
  Charlotte, NC
  Greenwood Village, CO
  Charlotte, NC
  Denver, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-11-26
• S63 Uniform Securities Agent State Law Examination
  2006-07-28